Regulatory Compliance Director – Retail FS, London

Company: Oliver James Associates Ltd.
Apply for the Regulatory Compliance Director – Retail FS, London
Location: London
Job Description:

Compliance and Conduct Risk Director

Location: London

Sector: Retail Financial Services

I am looking for an established and experienced senior hire within the retail financial services advisory sector. You will have a proven ability in the delivery and management of conduct risk projects across banking, consumer finance, and wealth. You MUST also have a background in a client-facing sector. I am looking for a solid and capable individual who is good with clients and able to manage a team. You do not necessarily need to be able to sell work, but it would be a bonus.

Exposure to retail banking, consumer credit/finance, wealth, and asset management would be a good sector focus.

My client is an established but growing firm which offers not just a great culture but also the opportunity to move to partnership in the medium term. The role will require you to be in London 4 days a week.

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Posted: April 11th, 2025